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Auction rate security
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#	Item
301	SECURITIES AND EXCHANGE COMMISSION (Release No[removed], File No. SR-BATS[removed]January 31, 2013 Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change to Modify BATS Rule[removed]rel Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-01 06:27:04 Auctioneering Commerce Auction Initial public offering Order Financial economics Auction rate security Stock market Business Auction theory
302	Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Enhance the Interest Rate and Descriptive Information Currently Col Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-23 14:39:07 Bonds Securities Stock market Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Electronic Municipal Market Access Securities Industry and Financial Markets Association Auction rate security Credit rating agency Financial economics Finance Investment
303	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Scope and Update the Description of the Security Position Reports Service; Rel. No[removed], File No. File No. SR-DTC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-09 15:02:07 Finance Security Depository Trust & Clearing Corporation Securities Exchange Act Auction rate security Settlement Securities and Exchange Commission Financial economics Securities Financial system
304	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]November 21, 2008 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-24 12:06:15 Bonds Self-regulatory organizations Auction rate security Securities Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Security Municipal bond Auction Financial economics Economics Business
305	SECURITIES AND EXCHANGE COMMISSION (Release No[removed], File No. SR-MSRB[removed]January 7, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change as Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-08 13:38:17 Bonds Securities Self-regulatory organizations Municipal Securities Rulemaking Board Electronic Municipal Market Access Stock market Auction rate security U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association Financial economics Financial system Finance
306	Notice of Filing of Proposed Rule Change Consisting of Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-02 15:38:08 Stock market Securities United States securities law Bonds Electronic Municipal Market Access Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Auction rate security Security Financial economics Investment Finance
307	134 of 138 EXHIBIT 4 MARKED COPY OF CHANGES TO ORIGINAL PROPOSED RULE CHANGE 1 * * * * * * * * * EMMA PRIMARY MARKET DISCLOSURE SERVICE The EMMA primary market disclosure service, established as a service of EMMA, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-30 09:38:46 Municipal Securities Rulemaking Board Securities Financial regulation Business Financial economics Securities Exchange Act Franchising Auction rate security Electronic Municipal Market Access United States securities law United States Securities and Exchange Commission 73rd United States Congress
308	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]March 26, 2010 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-30 12:29:25 Bonds Municipal Securities Rulemaking Board Auction rate security Electronic Municipal Market Access Monetary policy U.S. Securities and Exchange Commission Security Interest rate Securities Exchange Act Financial economics Economics Finance
309	Division of Corporation Finance No-Action Letter: Citigroup, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-30 15:06:07 United States securities law 73rd United States Congress United States Securities and Exchange Commission Finance Stock market Securities Act Auction rate security Securities Exchange Act U.S. Securities and Exchange Commission Securities Financial economics Investment
310	183 of 218 EXHIBIT 5 Exhibit 5 shows the text of the proposed rule changes. Proposed new language is underlined; proposed deletions are in brackets. *** Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-02 09:44:32** Securities Financial markets United States securities law Municipal Securities Rulemaking Board Securities market Security Auction rate security Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Finance Financial system

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